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LPK INVESTMENT GROUP, LLP

NEW YORK, NY · CRD 218514 · IAPD ↗ · lpkinvestmentgroup.com · 646-363-6433

$98.0MRegulatory AUM
18Advisory reps
68Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — LPK INVESTMENT GROUP, LLP (NEW YORK, NY) left the SEC roster (was $98.0M RAUM, 18 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2025 — LPK INVESTMENT GROUP, LLP grew from 15 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.