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SOWELL MANAGEMENT

NORTH LITTLE ROCK, AR · CRD 127145 · IAPD ↗ · reaganholloway.com · 501-219-2434

$4.81BRegulatory AUM
94Advisory reps
162Employees
0Clients
26-50Planning clients
0Private funds
53States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

77
April 2026 — SOWELL MANAGEMENT grew from 87 to 94 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — SOWELL MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (16 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
65
April 2025 — SOWELL MANAGEMENT reported RAUM up 27% ($3.33B -> $4.23B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
September 2024 — SOWELL MANAGEMENT's Item 11 disclosure-reporting entries rose by 3 (13 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — SOWELL MANAGEMENT added office(s): 55 -> 70 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.