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FLATROCK WEALTH PARTNERS LLC

NEWPORT BEACH, CA · CRD 321777 · IAPD ↗ · (949) 687-2615

$417.6MRegulatory AUM
2Advisory reps
4Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — FLATROCK WEALTH PARTNERS LLC reported RAUM up 80% ($232.4M -> $417.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — FLATROCK WEALTH PARTNERS LLC now reports custody of client assets ($3.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — FLATROCK WEALTH PARTNERS LLC reported RAUM up 102% ($115.2M -> $232.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
September 2024 — FLATROCK WEALTH PARTNERS LLC (NEWPORT BEACH, CA) is newly SEC-registered with $115.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.