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FORUM PRIVATE CLIENT GROUP

FISHERS, IN · CRD 143075 · IAPD ↗ · 317-558-6322

$403.3MRegulatory AUM
7Advisory reps
11Employees
93Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2025 — FORUM PRIVATE CLIENT GROUP notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — FORUM PRIVATE CLIENT GROUP grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
April 2024 — FORUM PRIVATE CLIENT GROUP reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.