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SUNBELT SECURITIES

HOUSTON, TX · CRD 42180 · IAPD ↗ · cwrawl.com · 713-965-9510

$2.64BRegulatory AUM
68Advisory reps
68Employees
0Clients
1-10Planning clients
0Private funds
39States
13Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
July 2026 — SUNBELT SECURITIES reported RAUM up 30% ($2.02B -> $2.64B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
July 2025 — SUNBELT SECURITIES notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — SUNBELT SECURITIES added office(s): 13 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — SUNBELT SECURITIES grew from 48 to 68 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
June 2024 — SUNBELT SECURITIES notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.