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BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

ST. LOUIS, MO · CRD 146936 · IAPD ↗ · 314-726-1600

$18.92BRegulatory AUM
450Advisory reps
755Employees
23Clients
1-10Planning clients
0Private funds
53States
17Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED's Item 11 disclosure-reporting entries rose by 5 (12 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED added office(s): 95 -> 100 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
84
April 2026 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED grew from 436 to 450 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED added office(s): 89 -> 95 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
84
April 2025 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED grew from 422 to 436 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — BENJAMIN F. EDWARDS & COMPANY, INCORPORATED added office(s): 87 -> 89 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.