← Tributary

JOSEPH GUNNAR & CO., LLC

UNIONDALE, NY · CRD 24795 · IAPD ↗ · josephgunnar.com · 212-440-9600

$34.0MRegulatory AUM
5Advisory reps
50Employees
0Clients
n/aPlanning clients
0Private funds
9States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — JOSEPH GUNNAR & CO., LLC (UNIONDALE, NY) left the SEC roster (was $34.0M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2025 — JOSEPH GUNNAR & CO., LLC's Item 11 disclosure-reporting entries rose by 1 (4 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2025 — JOSEPH GUNNAR & CO., LLC shrank from 11 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — JOSEPH GUNNAR & CO., LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.