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SONE CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 331656 · IAPD ↗ · sonecap.com · (212) 433-3400

$1.61BRegulatory AUM
5Advisory reps
11Employees
0Clients
n/aPlanning clients
4Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

56
April 2026 — SONE CAPITAL MANAGEMENT, LLC reported RAUM up 56% ($1.03B -> $1.61B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — SONE CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($696.9M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
December 2024 — SONE CAPITAL MANAGEMENT, LLC now reports custody of client assets ($1.39B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
56
December 2024 — SONE CAPITAL MANAGEMENT, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
December 2024 — SONE CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
August 2024 — SONE CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.