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SONOMA PRIVATE WEALTH LLC

NOVATO, CA · CRD 308547 · IAPD ↗ · sonomaprivatewealth.com · 415-806-0073

$158.5MRegulatory AUM
3Advisory reps
6Employees
1Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
June 2026 — SONOMA PRIVATE WEALTH LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2026 — SONOMA PRIVATE WEALTH LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
April 2025 — SONOMA PRIVATE WEALTH LLC notice-filed in IL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — SONOMA PRIVATE WEALTH LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — SONOMA PRIVATE WEALTH LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
April 2024 — SONOMA PRIVATE WEALTH LLC reported RAUM up 34% ($107.3M -> $144.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.