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KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX · CRD 283330 · IAPD ↗ · 8445537872

$79.80BRegulatory AUM
1359Advisory reps
1359Employees
6392Clients
More than 500Planning clients
0Private funds
53States
25Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — KESTRA ADVISORY SERVICES, LLC's Item 11 disclosure-reporting entries rose by 1 (24 -> 25).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2026 — KESTRA ADVISORY SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (22 -> 24).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
April 2026 — KESTRA ADVISORY SERVICES, LLC reported RAUM up 33% ($60.17B -> $79.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — KESTRA ADVISORY SERVICES, LLC grew from 1299 to 1359 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — KESTRA ADVISORY SERVICES, LLC grew from 1266 to 1299 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
October 2024 — KESTRA ADVISORY SERVICES, LLC's Item 11 disclosure-reporting entries rose by 4 (29 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — KESTRA ADVISORY SERVICES, LLC shrank from 1311 to 1266 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2024 — KESTRA ADVISORY SERVICES, LLC's Item 11 disclosure-reporting entries rose by 5 (24 -> 29).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.