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DSG CAPITAL ADVISORS, LLC

EDINA, MN · CRD 332056 · IAPD ↗ · (612) 515-9900

$780.3MRegulatory AUM
7Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — DSG CAPITAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — DSG CAPITAL ADVISORS, LLC now reports custody of client assets ($105.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
51
January 2025 — DSG CAPITAL ADVISORS, LLC notice-filed in CA, CO, FL, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
January 2025 — DSG CAPITAL ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
September 2024 — DSG CAPITAL ADVISORS, LLC (EDINA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.