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NGP FINANCIAL PLANNING, LLC

· CRD 310443 · IAPD ↗ · ngpfinancialplanning.com · 425-444-6715

$124.7MRegulatory AUM
1Advisory reps
1Employees
1Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — NGP FINANCIAL PLANNING, LLC now reports custody of client assets ($18.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2025 — NGP FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.