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BLUE OCEAN CAPITAL

WEST PALM BEACH, FL · CRD 107833 · IAPD ↗ · 561-659-3301

$619.2MRegulatory AUM
5Advisory reps
11Employees
2Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2025 — BLUE OCEAN CAPITAL notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — BLUE OCEAN CAPITAL notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — BLUE OCEAN CAPITAL crossed $500M in regulatory AUM ($498.1M -> $517.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.