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SUPREME ALLIANCE LLC

· CRD 45348 · IAPD ↗ · supremealliancellc.com · 561-460-2870

$35.3MRegulatory AUM
15Advisory reps
16Employees
11Clients
51-100Planning clients
0Private funds
38States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — SUPREME ALLIANCE LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2026 — SUPREME ALLIANCE LLC's Item 11 disclosure-reporting entries rose by 4 (2 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
69
April 2026 — SUPREME ALLIANCE LLC grew from 11 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — SUPREME ALLIANCE LLC reported RAUM up 93% ($18.3M -> $35.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — SUPREME ALLIANCE LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
November 2024 — SUPREME ALLIANCE LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
September 2024 — SUPREME ALLIANCE LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
July 2024 — SUPREME ALLIANCE LLC notice-filed in AR, MI, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2024 — SUPREME ALLIANCE LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
68
June 2024 — SUPREME ALLIANCE LLC grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.