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RAFFA INVESTMENT ADVISERS

· CRD 136971 · IAPD ↗ · 202-955-6734

$1.70BRegulatory AUM
6Advisory reps
9Employees
1Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2025 — RAFFA INVESTMENT ADVISERS notice-filed in CA, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — RAFFA INVESTMENT ADVISERS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.