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EATON-CAMBRIDGE INC.

PHOENIX, AZ · CRD 116798 · IAPD ↗ · eatoncambridge.com · (480) 385-7399

$480.7MRegulatory AUM
4Advisory reps
11Employees
0Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — EATON-CAMBRIDGE INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2026 — EATON-CAMBRIDGE INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — EATON-CAMBRIDGE INC. now reports custody of client assets ($43.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
June 2024 — EATON-CAMBRIDGE INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — EATON-CAMBRIDGE INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
71
April 2024 — EATON-CAMBRIDGE INC. reported RAUM up 68% ($190.1M -> $319.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.