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FIELDER CAPITAL GROUP LLC

NASHVILLE, TN · CRD 156737 · IAPD ↗ · 212-918-4860

$1.21BRegulatory AUM
5Advisory reps
11Employees
0Clients
101-250Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
April 2026 — FIELDER CAPITAL GROUP LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — FIELDER CAPITAL GROUP LLC crossed $1B in regulatory AUM ($834.6M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
January 2025 — FIELDER CAPITAL GROUP LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
October 2024 — FIELDER CAPITAL GROUP LLC notice-filed in NC, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FIELDER CAPITAL GROUP LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — FIELDER CAPITAL GROUP LLC crossed $500M in regulatory AUM ($439.6M -> $834.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.