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GAMBIT CAPITAL MANAGEMENT, LLC

· CRD 318313 · IAPD ↗ · (651) 427-9001

$167.5MRegulatory AUM
6Advisory reps
6Employees
6Clients
251-500Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — GAMBIT CAPITAL MANAGEMENT, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2026 — GAMBIT CAPITAL MANAGEMENT, LLC reported RAUM up 65% ($101.3M -> $167.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — GAMBIT CAPITAL MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2026 — GAMBIT CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
June 2025 — GAMBIT CAPITAL MANAGEMENT, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — GAMBIT CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered with $101.3M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.