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PEMBERTON CAPITAL ADVISORS LLP

LONDON, United Kingdom · CRD 282621 · IAPD ↗ · pembertonam.com · 44 (0) 20 7993 9300

$25.06BRegulatory AUM
100Advisory reps
146Employees
0Clients
0Planning clients
5Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

55
April 2026 — PEMBERTON CAPITAL ADVISORS LLP grew from 83 to 100 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
April 2025 — PEMBERTON CAPITAL ADVISORS LLP grew from 77 to 83 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
January 2025 — PEMBERTON CAPITAL ADVISORS LLP now reports custody of client assets ($1.14B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
January 2025 — PEMBERTON CAPITAL ADVISORS LLP grew from 48 to 77 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.