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LIGHT FINANCIAL SERVICES, INC.

FARGO, ND · CRD 131678 · IAPD ↗ · lightfinancialservices.com · 701.356.5106

$175.5MRegulatory AUM
2Advisory reps
2Employees
622Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — LIGHT FINANCIAL SERVICES, INC. now reports custody of client assets ($20.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2024 — LIGHT FINANCIAL SERVICES, INC. reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.