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SOUNDHAVEN CAPITAL MANAGEMENT

· CRD 170821 · IAPD ↗ · soundhavencapital.com · 818-292-1474

$202.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SOUNDHAVEN CAPITAL MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2026 — SOUNDHAVEN CAPITAL MANAGEMENT reported RAUM up 27% ($159.4M -> $202.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2025 — SOUNDHAVEN CAPITAL MANAGEMENT added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
April 2025 — SOUNDHAVEN CAPITAL MANAGEMENT notice-filed in NJ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — SOUNDHAVEN CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
April 2025 — SOUNDHAVEN CAPITAL MANAGEMENT reported RAUM up 32% ($120.4M -> $159.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
August 2024 — SOUNDHAVEN CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $120.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.