← Tributary

MFP FINANCIAL SERVICES, LLC

SAFETY HARBOR, FL · CRD 331681 · IAPD ↗ · 727-443-3300

$361.0MRegulatory AUM
3Advisory reps
5Employees
1Clients
0Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — MFP FINANCIAL SERVICES, LLC notice-filed in AZ, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — MFP FINANCIAL SERVICES, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
January 2025 — MFP FINANCIAL SERVICES, LLC notice-filed in IL, LA, MA, MN, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
January 2025 — MFP FINANCIAL SERVICES is now doing business as MFP FINANCIAL SERVICES, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
68
January 2025 — MFP FINANCIAL SERVICES, LLC now reports custody of client assets ($65.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
January 2025 — MFP FINANCIAL SERVICES, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
September 2024 — MFP FINANCIAL SERVICES (SAFETY HARBOR, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.