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BRAVIAS FINANCIAL

ISELIN, NJ · CRD 289589 · IAPD ↗ · 732-702-2600

$212.0MRegulatory AUM
7Advisory reps
12Employees
0Clients
26-50Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — BRAVIAS FINANCIAL notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2025 — BRAVIAS FINANCIAL notice-filed in NC, NH, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — BRAVIAS FINANCIAL shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — BRAVIAS CAPITAL GROUP, LLC is now doing business as BRAVIAS FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
April 2025 — BRAVIAS FINANCIAL now reports custody of client assets ($109.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2024 — BRAVIAS CAPITAL GROUP, LLC reported RAUM up 45% ($117.4M -> $170.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.