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JANNEY CAPITAL MANAGEMENT LLC

PITTSBURGH, PA · CRD 159506 · IAPD ↗ · 412-562-8100

$5.31BRegulatory AUM
8Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
49States
25Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — JANNEY CAPITAL MANAGEMENT LLC (PITTSBURGH, PA) left the SEC roster (was $5.31B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — JANNEY CAPITAL MANAGEMENT LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — JANNEY CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 4 (21 -> 25).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — JANNEY CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
February 2025 — JANNEY CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (19 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.