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GREENWICH WEALTH MANAGEMENT, LLC

GREENWICH, CT · CRD 142820 · IAPD ↗ · greenwichwealth.com · 203-618-0100

$3.52BRegulatory AUM
11Advisory reps
13Employees
0Clients
101-250Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — GREENWICH WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — GREENWICH WEALTH MANAGEMENT, LLC reported RAUM up 30% ($2.71B -> $3.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — GREENWICH WEALTH MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
73
April 2025 — GREENWICH WEALTH MANAGEMENT, LLC grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2024 — GREENWICH WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.