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J.R. PRUNIER CAPITAL MANAGEMENT LLC

HOLDEN, MA · CRD 321026 · IAPD ↗ · jrprunier.com · 508-756-8080

$407.0MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — J.R. PRUNIER CAPITAL MANAGEMENT LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2026 — J.R. PRUNIER CAPITAL MANAGEMENT LLC now reports custody of client assets ($229.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2026 — J.R. PRUNIER CAPITAL MANAGEMENT LLC reported RAUM up 223% ($126.2M -> $407.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
April 2025 — J.R. PRUNIER CAPITAL MANAGEMENT LLC (HOLDEN, MA) is newly SEC-registered with $126.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.