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JOEL R. MOGY INVESTMENT COUNSEL INC.

BEVERLY HILLS, CA · CRD 111622 · IAPD ↗ · (310) 552-0529

$2.18BRegulatory AUM
3Advisory reps
9Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — JOEL R. MOGY INVESTMENT COUNSEL INC. notice-filed in CT, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — JOEL R. MOGY INVESTMENT COUNSEL INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — JOEL R. MOGY INVESTMENT COUNSEL INC. notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.