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TOWNELEY CAPITAL MANAGEMENT, INC.

LAGUNA HILLS, CA · CRD 169863 · IAPD ↗ · 949-837-3580

$1.09BRegulatory AUM
8Advisory reps
12Employees
2Clients
26-50Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — TOWNELEY CAPITAL MANAGEMENT, INC. notice-filed in DE, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — TOWNELEY CAPITAL MANAGEMENT, INC. reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — TOWNELEY CAPITAL MANAGEMENT, INC. crossed $1B in regulatory AUM ($882.4M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.