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PT CAPITAL ADVISORS, LLC

ANCHORAGE, AK · CRD 168601 · IAPD ↗ · ptcapital.com · 907-433-6600

$56.9MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — PT CAPITAL ADVISORS, LLC reported RAUM down 53% ($121.0M -> $56.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
68
April 2025 — PT CAPITAL ADVISORS, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.