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LESA SROUFE & COMPANY, INC.

SEATTLE, WA · CRD 130232 · IAPD ↗ · sroufeco.com · 206-838-8383

$207.3MRegulatory AUM
3Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — LESA SROUFE & COMPANY, INC. reported RAUM up 31% ($158.6M -> $207.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — LESA SROUFE & COMPANY, INC. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.