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CLEAR HARBOR ASSET MANAGEMENT, LLC

STAMFORD, CT · CRD 152242 · IAPD ↗ · 212-867-7310

$2.05BRegulatory AUM
18Advisory reps
24Employees
0Clients
251-500Planning clients
1Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2025 — CLEAR HARBOR ASSET MANAGEMENT, LLC notice-filed in LA, NC, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — CLEAR HARBOR ASSET MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2025 — CLEAR HARBOR ASSET MANAGEMENT, LLC grew from 14 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
January 2025 — CLEAR HARBOR ASSET MANAGEMENT, LLC notice-filed in AZ, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
January 2025 — CLEAR HARBOR ASSET MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — CLEAR HARBOR ASSET MANAGEMENT, LLC reported RAUM up 40% ($1.04B -> $1.46B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.