NOVAK & POWELL FINANCIAL SERVICES, INC.

ST. PETERSBURG, FL · CRD 112970 · IAPD ↗ · carrteam.com · 727-451-3440

$359.5MRegulatory AUM

7Advisory reps

7Employees

0Clients

0Planning clients

0Private funds

15States

1Disclosures

wealthSegment

ApprovedSEC status

Filing changes

April 2026 — NOVAK & POWELL FINANCIAL SERVICES, INC. changed its website from novakpowell.com to carrteam.com.

Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.

Marketing & brand

April 2026 — NOVAK & POWELL FINANCIAL SERVICES, INC. now reports custody of client assets ($4.2M).

Firm now reports custody of client assets — surprise exams and controls follow.

ComplianceCustodian

April 2025 — NOVAK & POWELL FINANCIAL SERVICES, INC. notice-filed in AL, NY.

Notice-filed in new state(s): the firm is taking clients somewhere new.

ComplianceMarketing & brand

April 2024 — NOVAK & POWELL FINANCIAL SERVICES, INC. shrank from 10 to 8 advisory reps.

Advisory representative count fell materially — advisors are moving, or the firm is shrinking.

Recruiting & transitionsM&A & valuation

April 2024 — NOVAK & POWELL FINANCIAL SERVICES, INC. added office(s): 3 -> 4 additional locations.

Count of additional offices increased.

Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.