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STRIVE RETIREMENT GROUP

DAYTONA BEACH, FL · CRD 334443 · IAPD ↗ · 407-357-0123

$6.1MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
May 2026 — STRIVE RETIREMENT GROUP (DAYTONA BEACH, FL) left the SEC roster — its 120-day provisional registration did not convert (was $6.1M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
February 2026 — STRIVE RETIREMENT GROUP now reports custody of client assets ($1.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
48
April 2025 — STRIVE RETIREMENT GROUP notice-filed in CT, NC, NY, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2025 — STRIVE RETIREMENT GROUP (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.