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INNOVATIVE WEALTH BUILDING LLC

CALIFORNIA, MD · CRD 314942 · IAPD ↗ · 240-237-8086

$657.2MRegulatory AUM
8Advisory reps
17Employees
3Clients
More than 500Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — INNOVATIVE WEALTH BUILDING LLC notice-filed in KY, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — INNOVATIVE WEALTH BUILDING LLC reported RAUM up 25% ($525.0M -> $657.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — INNOVATIVE WEALTH BUILDING LLC now reports custody of client assets ($434.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
April 2025 — INNOVATIVE WEALTH BUILDING LLC notice-filed in AL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — INNOVATIVE WEALTH BUILDING LLC notice-filed in CO, CT, GA, HI, NH, NJ, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — INNOVATIVE WEALTH BUILDING LLC crossed $500M in regulatory AUM ($418.7M -> $525.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
March 2025 — INNOVATIVE WEALTH BUILDING LLC reports More than 500 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.