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VISION CAPITAL & MANAGEMENT

· CRD 118363 · IAPD ↗ · visioncapitalmgt.com · 704-894-9639

$144.8MRegulatory AUM
3Advisory reps
5Employees
1Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — VISION CAPITAL & MANAGEMENT notice-filed in MN, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — VISION CAPITAL & MANAGEMENT notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — VISION CAPITAL & MANAGEMENT now reports custody of client assets ($22.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.