← Tributary

OPAL CAPITAL LLC

BOCA RATON, FL · CRD 322755 · IAPD ↗ · 917-716-6257

$348.3MRegulatory AUM
6Advisory reps
11Employees
4Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
June 2026 — OPAL CAPITAL LLC notice-filed in MD, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — OPAL CAPITAL LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2026 — OPAL CAPITAL LLC reported RAUM up 158% ($135.0M -> $348.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2025 — OPAL CAPITAL LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — OPAL CAPITAL LLC reported RAUM up 76% ($76.8M -> $135.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.