← Tributary

ALEXIS INVESTMENT PARTNERS, LLC

· CRD 313394 · IAPD ↗ · (925) 457-5258

$206.4MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — ALEXIS INVESTMENT PARTNERS, LLC now reports custody of client assets ($3.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2024 — ALEXIS INVESTMENT PARTNERS, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.