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WARANA CAPITAL, LLC

NEW YORK, NY · CRD 288311 · IAPD ↗ · waranacap.com · (201) 803-2699

$672.9MRegulatory AUM
8Advisory reps
14Employees
0Clients
n/aPlanning clients
11Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — WARANA CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — WARANA CAPITAL, LLC crossed $500M in regulatory AUM ($454.4M -> $652.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
56
April 2025 — WARANA CAPITAL, LLC grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.