← Tributary

S HARRIS FINANCIAL GROUP, LLC

SAN ANTONIO, TX · CRD 151899 · IAPD ↗ · 210-547-3450

$404.4MRegulatory AUM
6Advisory reps
7Employees
9Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2025 — S HARRIS FINANCIAL GROUP, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — S HARRIS FINANCIAL GROUP, LLC now reports custody of client assets ($112.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — S HARRIS FINANCIAL GROUP, LLC reported RAUM up 61% ($218.7M -> $351.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
December 2024 — S HARRIS FINANCIAL GROUP, LLC (SAN ANTONIO, TX) is newly SEC-registered with $218.7M RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.