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PALOMA PARTNERS MANAGEMENT COMPANY

GREENWICH, CT · CRD 138460 · IAPD ↗ · 203-862-8000

$30.29BRegulatory AUM
30Advisory reps
64Employees
0Clients
n/aPlanning clients
4Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — PALOMA PARTNERS MANAGEMENT COMPANY notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — PALOMA PARTNERS MANAGEMENT COMPANY added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
54
April 2026 — PALOMA PARTNERS MANAGEMENT COMPANY reported RAUM up 46% ($20.80B -> $30.29B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2025 — PALOMA PARTNERS MANAGEMENT COMPANY reported RAUM down 29% ($29.37B -> $20.80B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
69
April 2025 — PALOMA PARTNERS MANAGEMENT COMPANY grew from 20 to 34 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — PALOMA PARTNERS MANAGEMENT COMPANY added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.