← Tributary

PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 288266 · IAPD ↗ · primarywave.com · 212-661-6990

$6.14BRegulatory AUM
22Advisory reps
38Employees
0Clients
n/aPlanning clients
6Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC reported RAUM up 29% ($4.59B -> $5.90B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC reported RAUM up 28% ($3.44B -> $4.40B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC now reports custody of client assets ($8.80B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC grew from 2 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.