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INDEPENDENT FINANCIAL GROUP, LLC

SAN DIEGO, CA · CRD 7717 · IAPD ↗ · ifgsd.com · 858-436-3180

$12.93BRegulatory AUM
476Advisory reps
624Employees
301Clients
More than 500Planning clients
0Private funds
52States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — INDEPENDENT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 4 (8 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — INDEPENDENT FINANCIAL GROUP, LLC shrank from 484 to 476 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2026 — INDEPENDENT FINANCIAL GROUP, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
April 2025 — INDEPENDENT FINANCIAL GROUP, LLC reported RAUM up 68% ($6.75B -> $11.32B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — INDEPENDENT FINANCIAL GROUP, LLC grew from 444 to 484 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — INDEPENDENT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
November 2024 — INDEPENDENT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (7 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — INDEPENDENT FINANCIAL GROUP, LLC shrank from 463 to 444 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — INDEPENDENT FINANCIAL GROUP, LLC added office(s): 364 -> 385 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.