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MAI CAPITAL MANAGEMENT, LLC

CLEVELAND, OH · CRD 109807 · IAPD ↗ · (216) 920-4800

$52.10BRegulatory AUM
230Advisory reps
562Employees
132Clients
More than 500Planning clients
33Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — MAI CAPITAL MANAGEMENT, LLC reported RAUM up 76% ($29.63B -> $52.10B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — MAI CAPITAL MANAGEMENT, LLC grew from 204 to 230 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — MAI CAPITAL MANAGEMENT, LLC added office(s): 26 -> 29 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — MAI CAPITAL MANAGEMENT, LLC reported RAUM up 50% ($19.71B -> $29.63B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — MAI CAPITAL MANAGEMENT, LLC grew from 137 to 204 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
September 2024 — MAI CAPITAL MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — MAI CAPITAL MANAGEMENT, LLC added office(s): 23 -> 26 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.