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OLYMPUS CAPITAL HOLDINGS ASIA LLC

MOUNT KISCO, NY · CRD 157522 · IAPD ↗ · olympuscap.com · 201-888-1703

$852.1MRegulatory AUM
23Advisory reps
41Employees
0Clients
0Planning clients
18Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
May 2026 — OLYMPUS CAPITAL HOLDINGS ASIA LLC reported RAUM down 34% ($1.29B -> $852.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
61
May 2026 — OLYMPUS CAPITAL HOLDINGS ASIA LLC grew from 15 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — OLYMPUS CAPITAL HOLDINGS ASIA LLC shrank from 20 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — OLYMPUS CAPITAL HOLDINGS ASIA LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — OLYMPUS CAPITAL HOLDINGS ASIA LLC now reports custody of client assets ($2.51B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.