← Tributary

PLAGENS & TAYLOR WEALTH MANAGEMENT

SAN ANGELO, TX · CRD 335178 · IAPD ↗ · pt-wealth.com · 325-486-8600

$318.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
July 2025 — PLAGENS & TAYLOR WEALTH MANAGEMENT now reports custody of client assets ($60.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — PLAGENS & TAYLOR WEALTH MANAGEMENT (SAN ANGELO, TX) is newly SEC-registered with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.