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JAIN GLOBAL LLC

NEW YORK, NY · CRD 330309 · IAPD ↗ · (212) 671-4163

$32.39BRegulatory AUM
240Advisory reps
427Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — JAIN GLOBAL LLC reported RAUM up 67% ($19.42B -> $32.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — JAIN GLOBAL LLC grew from 139 to 240 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — JAIN GLOBAL LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2025 — JAIN GLOBAL LLC reported RAUM up 228% ($5.91B -> $19.42B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — JAIN GLOBAL LLC grew from 103 to 139 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
November 2024 — JAIN GLOBAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
October 2024 — JAIN GLOBAL LLC now reports custody of client assets ($6.51B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
October 2024 — JAIN GLOBAL LLC now reports 1 private fund(s) ($5.91B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
October 2024 — JAIN GLOBAL LLC grew from 35 to 103 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
June 2024 — JAIN GLOBAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 35 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.