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AUDAX PDB MANAGEMENT COMPANY, LLC

NEW YORK, NY · CRD 333812 · IAPD ↗ · audaxprivatedebt.com · 212-703-2700

$1.17BRegulatory AUM
80Advisory reps
249Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — AUDAX PDB MANAGEMENT COMPANY, LLC now reports custody of client assets ($985.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
69
April 2026 — AUDAX PDB MANAGEMENT COMPANY, LLC grew from 71 to 80 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — AUDAX PDB MANAGEMENT COMPANY, LLC crossed $1B in regulatory AUM ($912.2M -> $1.17B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
April 2025 — AUDAX PDB MANAGEMENT COMPANY, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 71 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.