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CARBON DIRECT CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 317548 · IAPD ↗ · carbondirectcapital.com · 212-742-3700

$729.6MRegulatory AUM
8Advisory reps
15Employees
0Clients
n/aPlanning clients
9Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — CARBON DIRECT CAPITAL MANAGEMENT LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
February 2025 — CARBON DIRECT CAPITAL MANAGEMENT LLC now reports custody of client assets ($1.38B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.