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ECOR1 CAPITAL, LLC

SAN FRANCISCO, CA · CRD 167121 · IAPD ↗ · 415-754-3517

$3.42BRegulatory AUM
9Advisory reps
22Employees
0Clients
n/aPlanning clients
3Private funds
1States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — ECOR1 CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
November 2024 — ECOR1 CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.