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CARLSON CAPITAL MANAGEMENT, LLC

NORTHFIELD, MN · CRD 281544 · IAPD ↗ · 507-645-8887

$3.81BRegulatory AUM
33Advisory reps
78Employees
0Clients
More than 500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — CARLSON CAPITAL MANAGEMENT, LLC (NORTHFIELD, MN) left the SEC roster (was $3.81B RAUM, 33 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
82
April 2025 — CARLSON CAPITAL MANAGEMENT, LLC grew from 21 to 33 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.